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Finance, Accounting and Risk Control

The Committee’s main duties include: making appropriate self-regulatory rules consistent with the requirements on the financial management, accounting and risk control management of securities firms, assessing the implementation of relevant laws and regulations and providing suggestions for amendments thereto; participating in the making and revision of regulator’s policies and bringing into play the role of industry experts; organizing exchange and training programs to improve the level of management with respect to financial management, accounting and risk control in the industry; carrying out in-depth research on frontier issues in financial management, accounting and risk control to produce research reports; participating in the inspection of practice in relevant sectors.




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