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Securities Brokerage Committee

The Committee’s main duties include: researching and developing self-regulatory rules related to brokerage activities, reviewing, assessing and revising existing self-regulatory rules; assessing the implementation of the laws, regulations and supervisory policies related to brokerage activities and providing suggestions for amendments thereto; researching major frontier issues in the brokerage sector; organizing regular exchange and training programs within the sector; and participating in the inspection of practice in the sector.




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